Is Your Adviser Keeping Your Data Secure?

Episode 029 | Adviser Checkup Podcast

You share a lot of important data with your financial adviser including your social security number, bank account data, and more. It's more important than ever that this data is kept safe. The U.S. Securities and Exchange Commission (aka the SEC) has stated for 2022 a priority for their exams of investment advisers is Information Security so your adviser has no excuse to not focus on this issue. In this episode, I will share why you need to care about your data security with your adviser and what you can do as an investor to stay safe.

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Be Financially Well,

Kelly